UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
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SCHEDULE 13G
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Under the Securities Exchange Act of 1934
(Amendment No. )*
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TONIX PHARMACEUTICALS HOLDING CORP.
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(Name of Issuer)
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Common Stock, par value $0.001 per share
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(Title of Class of Securities)
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890260102
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(CUSIP Number)
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Sheila Mutter
Technology Partners
100 Shoreline Hwy, Suite 282-B
Mill Valley, CA 94941
415-332-9999
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(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
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December 21, 2012
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(Date of Event which Requires Filing of this Statement)
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CUSIP No. 890260102
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13G
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Page 2 of 7 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
TECHNOLOGY PARTNERS FUND VIII, LP
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2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)
(b) X (1)
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA, UNITED STATES OF AMERICA
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
0 SHARES
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6.
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SHARED VOTING POWER
4,515,266 (2)
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7.
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SOLE DISPOSITIVE POWER
0 SHARES
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8.
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SHARED DISPOSITIVE POWER
4,515,266
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,515,266
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.99% (3)
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12.
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TYPE OF REPORTING PERSON (see instructions)
PN
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(1)
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This Schedule 13G is filed by Technology Partners Fund VIII, LP, together with its general partner, TP Management VIII, LLC, collectively the “Reporting Persons.” The Reporting Persons expressly disclaim status as a “Group” for purposes of this Schedule 13G.
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(2)
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TP Management VIII, LLC owns no securities of the Issuer directly. TP Management VIII, LLC serves as the general partner of Technology Partners Fund VIII, LP. The information with respect to ownership of Common Stock by the Reporting Persons is provided as of January 21, 2013. The 4,515,266 shares of Common Stock reported include 2,015,266 shares of Common Stock underlying warrants.
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(3)
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This percentage is calculated based upon a total of 43,182,599 shares of Common Stock issued and outstanding as of January 21, 2013, as set forth in a Statement of Beneficial Ownership provided by the Issuer to the Reporting Persons in the Directors & Officers Questionnaire dated January 21, 2013.
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CUSIP No. 890260102
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13G
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Page 3 of 7 Pages
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1.
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NAMES OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
TP MANAGEMENT VIII, LLC
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|
2.
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)
(a)
(b) X (1)
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3.
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SEC USE ONLY
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4.
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CITIZENSHIP OR PLACE OF ORGANIZATION
CALIFORNIA, UNITED STATES OF AMERICA
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH
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5.
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SOLE VOTING POWER
0 SHARES
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6.
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SHARED VOTING POWER
4,515,266 (2)
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7.
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SOLE DISPOSITIVE POWER
0 SHARES
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8.
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SHARED DISPOSITIVE POWER
4,515,266
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9.
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,515,266
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10.
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
(see instructions)
|
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11.
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
9.99% (3)
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12.
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TYPE OF REPORTING PERSON (see instructions)
PN
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(1)
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This Schedule 13G is filed by Technology Partners Fund VIII, LP, together with its general partner, TP Management VIII, LLC, collectively the “Reporting Persons.” The Reporting Persons expressly disclaim status as a “Group” for purposes of this Schedule 13G.
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(2)
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TP Management VIII, LLC owns no securities of the Issuer directly. TP Management VIII, LLC serves as the general partner of Technology Partners Fund VIII, LP. The information with respect to ownership of Common Stock by the Reporting Persons is provided as of January 21, 2013. The 4,515,266 shares of Common Stock reported include 2,015,266 shares of Common Stock underlying warrants.
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(3)
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This percentage is calculated based upon a total of 43,182,599 shares of Common Stock issued and outstanding as of January 21, 2013, as set forth in a Statement of Beneficial Ownership provided by the Issuer to the Reporting Persons in the Directors & Officers Questionnaire dated January 21, 2013.
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CUSIP No. 890260102
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13G
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Page 4 of 7 Pages
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(a)
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Name of Issuer
TONIX PHARMACEUTICALS HOLDING CORP.
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(b)
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Address of Issuer’s Principal Executive Offices
509 MADISON AVENUE, SUITE 306, NEW YORK, NY 10022
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(a)
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Name of Person Filing
TECHNOLOGY PARTNERS FUND VIII, LP
TP MANAGEMENT VIII, LLC
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(b)
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Address of the Principal Office or, if none, residence
c/o TECHNOLOGY PARTNERS
550 UNIVERSITY AVENUE, PALO ALTO, CA 94301
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(c)
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Citizenship
CALIFORNIA – UNITED STATES OF AMERICA
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(d)
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Title of Class of Securities
COMMON STOCK
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(e)
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CUSIP Number
890260102
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(a)
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Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o).
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(b)
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Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c).
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(c)
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Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
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(d)
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Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
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(e)
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An investment adviser in accordance with §240.13d-1(b)(1)(ii)(E);
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(f)
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An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F);
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(g)
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A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G);
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(h)
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A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
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(i)
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A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
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(j)
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Group, in accordance with §240.13d-1(b)(1)(ii)(J).
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CUSIP No. 890260102
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13G
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Page 5 of 7 Pages
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(a)
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Amount beneficially owned: 4,515,266
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(b)
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Percent of class: 9.99%
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(c)
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Number of shares as to which the person has:
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(i)
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Sole power to vote or to direct the vote … 0
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(ii)
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Shared power to vote or to direct the vote … 4,515,266
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(iii)
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Sole power to dispose or to direct the disposition of … 0
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(iv)
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Shared power to dispose or to direct the disposition of … 4,515,266
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CUSIP No. 890260102
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13G
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Page 6 of 7 Pages
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Dated:
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February 13, 2013
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TECHNOLOGY PARTNERS FUND VIII, LP
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By:
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TP Management VIII, LLC
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Its:
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General Partner
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By:
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/s/ Sheila Mutter
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Sheila Mutter
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Managing Member
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TP MANAGEMENT VIII, LLC
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By:
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/s/ Sheila Mutter
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Sheila Mutter
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Managing Member
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CUSIP No. 890260102
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13G
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Page 7 of 7 Pages
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Dated:
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February 13, 2013
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TECHNOLOGY PARTNERS FUND VIII, LP
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By:
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TP Management VIII, LLC
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Its:
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General Partner
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By:
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/s/ Sheila Mutter
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Sheila Mutter
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Managing Member
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TP MANAGEMENT VIII, LLC
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By:
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/s/ Sheila Mutter
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Sheila Mutter
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Managing Member
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